Katelynn's Report

Katelynn's Report

(US Market)


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Form 8-M

What is it: Form 8-M is filed by corporate non-resident broker or dealer pursuant to Section 15 of 1934 Act (REGISTRATION AND REGULATION OF BROKERS AND DEALERS). It designates the U.S. SEC as the agent to serve all process, pleadings, and other papers in any civil suit or action brought against the corporate in any court subject to the jurisdiction of the United States.

Filing Time:

Related Form(s):
Form 9-M: Similar to Form 8-M, but filed by partnership non-resident broker or dealer.