Katelynn's Report

Katelynn's Report

(US Market)


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Form 40-APP

What is it: Form 40-APP is an application for an order to permit one or more investment companies to be formed to create and operate one or more portfolios.

Filing Time:

Related Form(s):
Form APP NTC: 40-APP notice.
Form APP ORDR: 40-APP order.
Form APP WD: 40-APP withdrawal.
Form APP WDG: 40-APP withdrawal granted.

Tips: About 500~900 Form 40-APP are filed each year by 400~800 different filers (2008~2014 statistics).