HERRMANN JOHN A III 1610928 Data last updated 2024-05-11 06:58:14 -0500 US CDT
Latest Holdings
Notice: Data summarized from Form 3,4,5 filings, which do not include holdings/transactions of investment institution(s), if any, managed by the reporter.
Non-derivative Transactions CSV download
Tips: type "code_s" to show transactions with code "S".
Filing Date | Transaction Date | Operation Date | Original Filing | Reporter | Relation | Opr | Amounta | %(Owned)b | ‱(SO)c | Avg Prcd | Account | Type | Full Name | Code | Remain | Shares Outstanding (Million)e |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
2023-06-27 | 2023-06-25 | 4 | Herrmann John A Iii | EVP, CHIEF LEGAL OFFICER | holding | 3384.0 | 0 | 0.39 | 0.0 | By Spouse | Common Stock | NOVAVAX INC | NA | 86.31 (NVAX) | ||
2023-06-27 | 2023-06-25 | 2023-06-25 | 4 | Herrmann John A Iii | EVP, CHIEF LEGAL OFFICER | dsp | 278.0 | 2.3 | 0.03 | 6.7 | Direct | Common Stock | NOVAVAX INC | code F | 11833.0 | 86.31 (NVAX) |
2023-06-27 | 2023-06-25 | 2023-06-25 | 4 | Herrmann John A Iii | EVP, CHIEF LEGAL OFFICER | acq | 833.0 | 6.88 | 0.1 | 0.0 | Direct | Common Stock | NOVAVAX INC | code M | 12111.0 | 86.31 (NVAX) |
2023-12-18 | 2023-12-14 | 2023-12-14 | 4 | Herrmann John A Iii | EVP, CHIEF LEGAL OFFICER | dsp | 700.0 | 5.02 | 0.06 | 5.69 | Direct | Common Stock | NOVAVAX INC | code F | 13233.0 | 118.79 (NVAX) |
2023-12-18 | 2023-12-14 | 2023-12-14 | 4 | Herrmann John A Iii | EVP, CHIEF LEGAL OFFICER | acq | 2100.0 | 15.07 | 0.18 | 0.0 | Direct | Common Stock | NOVAVAX INC | code M | 13933.0 | 118.79 (NVAX) |
Derivative Transactions
Tips: type "code_m" to show transactions with code "M".
Filing Date | Transaction Date | Operation Date | Original Filing | Reporter | Relation | Opr | Amounta | %(Owned)b | ‱(SO)c | Avg Prcd | Account | Type | Full Name | Code | Remain | Shares Outstanding (Million)e |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
2023-06-27 | 2023-06-25 | 2023-06-25 | 4 | Herrmann John A Iii | EVP, CHIEF LEGAL OFFICER | dsp | 833.0 | 100.0 | 0.1 | 0.0 | Direct | Restricted Stock Units | NOVAVAX INC | code M | 0.0 | 86.31 (NVAX) |
2023-12-18 | 2023-12-14 | 2023-12-14 | 4 | Herrmann John A Iii | EVP, CHIEF LEGAL OFFICER | dsp | 2100.0 | 100.0 | 0.18 | 0.0 | Direct | Restricted Stock Units | NOVAVAX INC | code M | 0.0 | 118.79 (NVAX) |
a Sum of same type of securities in the form
b Relative to reporter's shares owned before (disposition) or after (acquisition) operation
c Relative to issuer's shares outstanding (1/10000)
d Average price for securities of the same type. Check the original form for detailed prices of multiple transactions
e Documented shares outstanding closest to the transaction date
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