HERRMANN JOHN A III 1610928 Data last updated 2024-05-11 06:58:14 -0500 US CDT

Latest Holdings

Notice: Data summarized from Form 3,4,5 filings, which do not include holdings/transactions of investment institution(s), if any, managed by the reporter.


Non-derivative Transactions     CSV download

Tips: type "code_s" to show transactions with code "S".

Filing Date Transaction Date Operation Date Original Filing Reporter Relation Opr Amounta %(Owned)b ‱(SO)c Avg Prcd Account Type Full Name Code Remain Shares Outstanding (Million)e
2023-06-27 2023-06-25 4 Herrmann John A Iii EVP, CHIEF LEGAL OFFICER holding 3384.0 0 0.39 0.0 By Spouse Common Stock NOVAVAX INC

code_

NA
86.31 (NVAX)
2023-06-27 2023-06-25 2023-06-25 4 Herrmann John A Iii EVP, CHIEF LEGAL OFFICER dsp 278.0 2.3 0.03 6.7 Direct Common Stock NOVAVAX INC

code_F

code  F
11833.0 86.31 (NVAX)
2023-06-27 2023-06-25 2023-06-25 4 Herrmann John A Iii EVP, CHIEF LEGAL OFFICER acq 833.0 6.88 0.1 0.0 Direct Common Stock NOVAVAX INC

code_M

code  M
12111.0 86.31 (NVAX)
2023-12-18 2023-12-14 2023-12-14 4 Herrmann John A Iii EVP, CHIEF LEGAL OFFICER dsp 700.0 5.02 0.06 5.69 Direct Common Stock NOVAVAX INC

code_F

code  F
13233.0 118.79 (NVAX)
2023-12-18 2023-12-14 2023-12-14 4 Herrmann John A Iii EVP, CHIEF LEGAL OFFICER acq 2100.0 15.07 0.18 0.0 Direct Common Stock NOVAVAX INC

code_M

code  M
13933.0 118.79 (NVAX)

Derivative Transactions

Tips: type "code_m" to show transactions with code "M".

Filing Date Transaction Date Operation Date Original Filing Reporter Relation Opr Amounta %(Owned)b ‱(SO)c Avg Prcd Account Type Full Name Code Remain Shares Outstanding (Million)e
2023-06-27 2023-06-25 2023-06-25 4 Herrmann John A Iii EVP, CHIEF LEGAL OFFICER dsp 833.0 100.0 0.1 0.0 Direct Restricted Stock Units NOVAVAX INC

code_M

code  M
0.0 86.31 (NVAX)
2023-12-18 2023-12-14 2023-12-14 4 Herrmann John A Iii EVP, CHIEF LEGAL OFFICER dsp 2100.0 100.0 0.18 0.0 Direct Restricted Stock Units NOVAVAX INC

code_M

code  M
0.0 118.79 (NVAX)

a Sum of same type of securities in the form
b Relative to reporter's shares owned before (disposition) or after (acquisition) operation
c Relative to issuer's shares outstanding (1/10000)
d Average price for securities of the same type. Check the original form for detailed prices of multiple transactions
e Documented shares outstanding closest to the transaction date
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