RICKS DAVID A 1538604 Data last updated 2024-05-11 06:58:14 -0500 US CDT
Latest Holdings
Notice: Data summarized from Form 3,4,5 filings, which do not include holdings/transactions of investment institution(s), if any, managed by the reporter.
Non-derivative Transactions CSV download
Tips: type "code_s" to show transactions with code "S".
| Filing Date | Transaction Date | Operation Date | Original Filing | Reporter | Relation | Opr | Amounta | %(Owned)b | ‱(SO)c | Avg Prcd | Account | Type | Full Name | Code | Remain | Shares Outstanding (Million)e |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-08-10 | 2023-08-09 | 2023-08-09 | 4 | Ricks David A | PRESIDENT, CHAIR, AND CEO | dsp | 9550.0 | 2.12 | 0.1 | 0.0 | Direct | Common Stock | ELI LILLY & CO | code G | 440443.0 | 949.3 (LLY) |
| 2023-08-10 | 2023-08-09 | 4 | Ricks David A | PRESIDENT, CHAIR, AND CEO | holding | 7207.0 | 0 | 0.08 | 0.0 | 401(K) | Common Stock | ELI LILLY & CO | NA | 949.3 (LLY) | ||
| 2023-08-10 | 2023-08-09 | 4 | Ricks David A | PRESIDENT, CHAIR, AND CEO | holding | 63758.0 | 0 | 0.67 | 0.0 | By David A. Ricks 2022 Grat | Common Stock | ELI LILLY & CO | NA | 949.3 (LLY) | ||
| 2023-08-10 | 2023-08-09 | 4 | Ricks David A | PRESIDENT, CHAIR, AND CEO | holding | 67700.0 | 0 | 0.71 | 0.0 | By David A. Ricks Slat | Common Stock | ELI LILLY & CO | NA | 949.3 (LLY) | ||
| 2023-11-15 | 2023-11-14 | 2023-11-14 | 4 | Ricks David A | PRESIDENT, CHAIR, AND CEO | dsp | 15000.0 | 3.41 | 0.16 | 0.0 | Direct | Common Stock | ELI LILLY & CO | code G | 425443.0 | 949.31 (LLY) |
| 2023-11-15 | 2023-11-14 | 4 | Ricks David A | PRESIDENT, CHAIR, AND CEO | holding | 63758.0 | 0 | 0.67 | 0.0 | By David A. Ricks 2022 Grat | Common Stock | ELI LILLY & CO | NA | 949.31 (LLY) | ||
| 2023-11-15 | 2023-11-14 | 4 | Ricks David A | PRESIDENT, CHAIR, AND CEO | holding | 67700.0 | 0 | 0.71 | 0.0 | By David A. Ricks Slat | Common Stock | ELI LILLY & CO | NA | 949.31 (LLY) | ||
| 2023-11-15 | 2023-11-14 | 4 | Ricks David A | PRESIDENT, CHAIR, AND CEO | holding | 7216.0 | 0 | 0.08 | 0.0 | 401(K) | Common Stock | ELI LILLY & CO | NA | 949.31 (LLY) | ||
| 2024-02-02 | 2024-02-01 | 4 | Ricks David A | PRESIDENT, CHAIR, AND CEO | holding | 63758.0 | 0 | 0.67 | 0.0 | By David A. Ricks 2022 Grat | Common Stock | ELI LILLY & CO | NA | 949.31 (LLY) | ||
| 2024-02-02 | 2024-02-01 | 4 | Ricks David A | PRESIDENT, CHAIR, AND CEO | holding | 7223.0 | 0 | 0.08 | 0.0 | 401(K) | Common Stock | ELI LILLY & CO | NA | 949.31 (LLY) | ||
| 2024-02-02 | 2024-02-01 | 4 | Ricks David A | PRESIDENT, CHAIR, AND CEO | holding | 67700.0 | 0 | 0.71 | 0.0 | By David A. Ricks Slat | Common Stock | ELI LILLY & CO | NA | 949.31 (LLY) | ||
| 2024-02-02 | 2024-02-01 | 2024-02-01 | 4 | Ricks David A | PRESIDENT, CHAIR, AND CEO | acq | 29611.0 | 6.51 | 0.31 | 0.0 | Direct | Common Stock | ELI LILLY & CO | code M | 455054.0 | 949.31 (LLY) |
| 2024-02-02 | 2024-02-01 | 2024-02-01 | 4 | Ricks David A | PRESIDENT, CHAIR, AND CEO | dsp | 13240.0 | 2.91 | 0.14 | 645.61 | Direct | Common Stock | ELI LILLY & CO | code F | 441814.0 | 949.31 (LLY) |
| 2024-02-12 | 2024-02-08 | 4 | Ricks David A | PRESIDENT, CHAIR, AND CEO | holding | 7223.0 | 0 | 0.08 | 0.0 | 401(K) | Common Stock | ELI LILLY & CO | NA | 949.31 (LLY) | ||
| 2024-02-12 | 2024-02-08 | 4 | Ricks David A | PRESIDENT, CHAIR, AND CEO | holding | 68656.0 | 0 | 0.72 | 0.0 | By David A. Ricks Slat | Common Stock | ELI LILLY & CO | NA | 949.31 (LLY) | ||
| 2024-02-12 | 2024-02-08 | 4 | Ricks David A | PRESIDENT, CHAIR, AND CEO | holding | 63758.0 | 0 | 0.67 | 0.0 | By David A. Ricks 2022 Grat | Common Stock | ELI LILLY & CO | NA | 949.31 (LLY) | ||
| 2024-02-12 | 2024-02-08 | 2024-02-08 | 4 | Ricks David A | PRESIDENT, CHAIR, AND CEO | dsp | 956.0 | 0.22 | 0.01 | 0.0 | Direct | Common Stock | ELI LILLY & CO | code G | 440858.0 | 949.31 (LLY) |
| 2024-02-14 | 2024-02-12 | 2024-02-12 | 4 | Ricks David A | PRESIDENT, CHAIR, AND CEO | acq | 38392.0 | 8.01 | 0.4 | 737.26 | Direct | Common Stock | ELI LILLY & CO | code A | 479250.0 | 949.31 (LLY) |
| 2024-02-14 | 2024-02-12 | 4 | Ricks David A | PRESIDENT, CHAIR, AND CEO | holding | 68656.0 | 0 | 0.72 | 0.0 | By David A. Ricks Slat | Common Stock | ELI LILLY & CO | NA | 949.31 (LLY) | ||
| 2024-02-14 | 2024-02-12 | 4 | Ricks David A | PRESIDENT, CHAIR, AND CEO | holding | 63758.0 | 0 | 0.67 | 0.0 | By David A. Ricks 2022 Grat | Common Stock | ELI LILLY & CO | NA | 949.31 (LLY) | ||
| 2024-02-14 | 2024-02-12 | 4 | Ricks David A | PRESIDENT, CHAIR, AND CEO | holding | 7223.0 | 0 | 0.08 | 0.0 | 401(K) | Common Stock | ELI LILLY & CO | NA | 949.31 (LLY) | ||
| 2024-04-19 | 2024-04-17 | 2024-04-17 | 4 | Ricks David A | DIRECTOR | acq | 836.0 | 42.33 | 0.02 | 0.0 | Direct | Common Stock | ADOBE INC. | code M | 1975.0 | 448.0 (ADBE) |
| 2024-04-19 | 2024-04-17 | 4 | Ricks David A | DIRECTOR | holding | 4672.0 | 0 | 0.1 | 0.0 | By Trust | Common Stock | ADOBE INC. | NA | 448.0 (ADBE) |
Derivative Transactions
Tips: type "code_m" to show transactions with code "M".
| Filing Date | Transaction Date | Operation Date | Original Filing | Reporter | Relation | Opr | Amounta | %(Owned)b | ‱(SO)c | Avg Prcd | Account | Type | Full Name | Code | Remain | Shares Outstanding (Million)e |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-02-02 | 2024-02-01 | 2024-02-01 | 4 | Ricks David A | PRESIDENT, CHAIR, AND CEO | dsp | 29611.0 | 100.0 | 0.31 | 0.0 | Direct | Restricted Stock Unit | ELI LILLY & CO | code M | 0.0 | 949.31 (LLY) |
| 2024-02-14 | 2024-02-12 | 2024-02-12 | 4 | Ricks David A | PRESIDENT, CHAIR, AND CEO | acq | 26561.0 | 100.0 | 0.28 | 0.0 | Direct | Restricted Stock Unit | ELI LILLY & CO | code A | 26561.0 | 949.31 (LLY) |
| 2024-04-19 | 2024-04-17 | 2024-04-17 | 4 | Ricks David A | DIRECTOR | dsp | 836.0 | 100.0 | 0.02 | 0.0 | Direct | Restricted Stock Units | ADOBE INC. | code M | 0.0 | 448.0 (ADBE) |
| 2024-04-19 | 2024-04-17 | 2024-04-17 | 4 | Ricks David A | DIRECTOR | acq | 633.0 | 100.0 | 0.01 | 0.0 | Direct | Restricted Stock Units | ADOBE INC. | code A | 633.0 | 448.0 (ADBE) |
a Sum of same type of securities in the form
b Relative to reporter's shares owned before (disposition) or after (acquisition) operation
c Relative to issuer's shares outstanding (1/10000)
d Average price for securities of the same type. Check the original form for detailed prices of multiple transactions
e Documented shares outstanding closest to the transaction date
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