PERLMUTTER ROGER M 1184228 Data last updated 2024-05-11 06:58:14 -0500 US CDT
Latest Holdings
Notice: Data summarized from Form 3,4,5 filings, which do not include holdings/transactions of investment institution(s), if any, managed by the reporter.
Non-derivative Transactions CSV download
Tips: type "code_s" to show transactions with code "S".
| Filing Date | Transaction Date | Operation Date | Original Filing | Reporter | Relation | Opr | Amounta | %(Owned)b | ‱(SO)c | Avg Prcd | Account | Type | Full Name | Code | Remain | Shares Outstanding (Million)e |
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Derivative Transactions
Tips: type "code_m" to show transactions with code "M".
| Filing Date | Transaction Date | Operation Date | Original Filing | Reporter | Relation | Opr | Amounta | %(Owned)b | ‱(SO)c | Avg Prcd | Account | Type | Full Name | Code | Remain | Shares Outstanding (Million)e |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-05-12 | 2023-05-10 | 2023-05-10 | 4 | Perlmutter Roger M | DIRECTOR | acq | 78407.0 | 100.0 | 9.52 | 3.69 | Direct | Stock Option (Right To Buy) | NGM BIOPHARMACEUTICALS INC | code A | 78407.0 | 82.36 (NGM) |
| 2024-04-08 | 2024-04-05 | 2024-04-05 | 4 | Perlmutter Roger M | DIRECTOR | dsp | 148867.0 | 100.0 | 17.84 | 9.47 | Direct | Stock Option (Right To Buy) | NGM BIOPHARMACEUTICALS INC | code D | 0.0
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83.46 (NGM) |
a Sum of same type of securities in the form
b Relative to reporter's shares owned before (disposition) or after (acquisition) operation
c Relative to issuer's shares outstanding (1/10000)
d Average price for securities of the same type. Check the original form for detailed prices of multiple transactions
e Documented shares outstanding closest to the transaction date
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