DOUGLAS RICHARD 1021015 Data last updated 2024-05-14 07:02:16 -0500 US CDT
Latest Holdings
Notice: Data summarized from Form 3,4,5 filings, which do not include holdings/transactions of investment institution(s), if any, managed by the reporter.
Non-derivative Transactions CSV download
Tips: type "code_s" to show transactions with code "S".
| Filing Date | Transaction Date | Operation Date | Original Filing | Reporter | Relation | Opr | Amounta | %(Owned)b | ‱(SO)c | Avg Prcd | Account | Type | Full Name | Code | Remain | Shares Outstanding (Million)e |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-06-13 | 2023-06-10 | 2023-06-10 | 4 | Douglas Richard | DIRECTOR | acq | 3100.0 | 8.32 | 0.36 | 0.0 | Direct | Common Stock | NOVAVAX INC | code M | 37250.0 | 86.31 (NVAX) |
Derivative Transactions
Tips: type "code_m" to show transactions with code "M".
| Filing Date | Transaction Date | Operation Date | Original Filing | Reporter | Relation | Opr | Amounta | %(Owned)b | ‱(SO)c | Avg Prcd | Account | Type | Full Name | Code | Remain | Shares Outstanding (Million)e |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-06-13 | 2023-06-10 | 2023-06-10 | 4 | Douglas Richard | DIRECTOR | dsp | 3100.0 | 100.0 | 0.36 | 0.0 | Direct | Restricted Stock Units | NOVAVAX INC | code M | 0.0 | 86.31 (NVAX) |
| 2023-06-13 | 2023-06-10 | 2023-06-12 | 4 | Douglas Richard | DIRECTOR | acq | 6670.0 | 100.0 | 0.77 | 0.0 | Direct | Restricted Stock Units | NOVAVAX INC | code A | 6670.0 | 86.31 (NVAX) |
| 2023-06-13 | 2023-06-10 | 2023-06-12 | 4 | Douglas Richard | DIRECTOR | acq | 7710.0 | 100.0 | 0.89 | 7.78 | Direct | Stock Option (Right To Buy) | NOVAVAX INC | code A | 7710.0 | 86.31 (NVAX) |
| 2023-06-23 | 2023-06-22 | 2023-06-22 | 4 | Douglas Richard | DIRECTOR | acq | 50000.0 | 100.0 | 4.85 | 4.57 | Direct | Stock Option (Right To Buy) | MAXCYTE, INC. | code A | 50000.0 | 103.05 (MXCT) |
| 2023-07-05 | 2023-06-30 | 2023-06-30 | 4 | Douglas Richard | DIRECTOR | acq | 27350.0 | 100 | 4.67 | 8.39 | Direct | Stock Option (Right To Buy) | ALDEYRA THERAPEUTICS, INC. | code A | 640.0
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58.58 (ALDX) |
a Sum of same type of securities in the form
b Relative to reporter's shares owned before (disposition) or after (acquisition) operation
c Relative to issuer's shares outstanding (1/10000)
d Average price for securities of the same type. Check the original form for detailed prices of multiple transactions
e Documented shares outstanding closest to the transaction date
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