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Data last updated 2024-04-28 04:05:40 -0500 US CDT
Insider Sentiment
| Company Name | Sector | Industry | Shares Outstanding(Mil) | 52-week High/Low | Period | Acq/Dsp Transaction Countb | Ids/Sec/Mkt Quantc | Acq/Dsp Shares Amountb | Acq/Dsp PctSOd |
|---|---|---|---|---|---|---|---|---|---|
| Axsome Therapeutics, Inc. | Health Care | Pharmaceuticals | 47.32 |
55.0
98.4
71.7
|
3-month |
0 / 2
|
|
0 / 56985
|
0.0 / 0.1 |
| 6-month |
0 / 2
|
|
0 / 56985
|
0.0 / 0.1 |
Data last updated 2024-04-27 07:55:23 -0500 US CDT
Major Shareholders
| Shareholder | Relation | Report Date | Holding Pct | Sharesa | Shares(Previous Report Date)a | Transactions (3 month)b | Transactions (6 month)b |
|---|---|---|---|---|---|---|---|
| Tabuteau Herriot | CEO | 2015-11-24 | 15.5% | 7351729 (0.1%, NA%) | 7344500 (2015-11-19) | ||
| Antecip Capital Llc | 10% Owner | 2015-11-19 | 15.5% | 7344500 (NA%, NA%) | () | ||
| Coleman Mark | Director | 2023-09-15 | 0.9% | 428953 (-4.0%, NA%) | 447525 (2023-01-04) | ||
| Jeffs Roger | Director | 2024-03-15 | 0.4% | 167668 (0.0%, NA%) | 167668 (2021-11-23) |
C: 0 / 1
S: 0 / 32323 P: NA / 69.84 |
C: 0 / 1
S: 0 / 32323 P: NA / 69.84 |
| Pizzie Nick | CHIEF FINANCIAL OFFICER | 2021-11-22 | 0.1% | 41931 (1.6%, NA%) | 41277 (2020-06-30) | ||
| Saad Mark E | Director | 2021-11-19 | 0.0% | 10102 (44.3%, NA%) | 7002 (2019-05-24) | ||
| Kaye Randall | Chief Medical Officer | 2015-12-24 | 0.0% | 6022 (19.9%, NA%) | 5022 (2015-11-24) | ||
| Ames Constance | Vice President, Finance | 2015-11-24 | 0.0% | 4358 (NA%, NA%) | () | ||
| Jacobson Mark L. | Chief Operating Officer | 2024-04-01 | 0.0% | 0 (NA%, NA%) | () |
C: 0 / 1
S: 0 / 24662 P: NA / 77.24 |
C: 0 / 1
S: 0 / 24662 P: NA / 77.24 |
a Total of direct and indirect accounts with percentage change comparing with (previous report, 3 months ago). The latter is NA when no change was found in the last 3 months.
Notice: Shares amount and percentage change 1) do not reflect intraday conversion and execution of derivative securities. 2) may subject to correction on amendment filing.
b Vital&Spontaneous transactions of the past 3 and 6 months, respectively. For acquisitions, code P (open market purchase), L (small acquisition), and I (at discretion of broker) are counted. For dispositions, code S (open market sell), D (sell back to issuer) and I (at discretion of broker) are counted. "C:" count of number of transactions. "S:" shares amount involved in corrresponding transactions. "P:" average per share price of the transactions (for reference only). Horizontal bar chart denotes shares amount of acquisitions and dispositions. Black thin bar is fixed size ruler for easy comparison between reporters.
c Quantile value of transaction count in b among industry peers, sector peers, and the market, respectively.
d Percentage of transaction shares amount to shares outstanding.
Notice: red exclamation mark (!) represents the reporter has Form 4 amendment filings in the latest three reports.
Non-derivative Transactions Chart
Tips: Click legend to show single series Click any bar to highlight corresponding transaction records
what is this?
Non-derivative Transactions Table
CSV download
Tips: Click legend to show single series Click any bar to highlight corresponding transaction records what is this?
|
|
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Tips: type "code_p" to show transactions with code "P".
| Filing Date | Transaction Date | Operation Date | Original Filing | Reporter | Relation | Opr | Amounta | %(Owned)b | ‱(SO)c | Avg Prcd | Account | Type | Full Name | Code | Remain | Shares Outstanding (Million)e |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-04-01 | 2024-04-01 | 2024-04-01 | 4 | Jacobson Mark L. | CHIEF OPERATING OFFICER | acq | 24662.0 | 100.0 | 5.21 | 1.3 | Direct | Common Stock | AXSOME THERAPEUTICS, INC. | code M | 24662.0 | 47.32 (AXSM) |
| 2024-04-01 | 2024-04-01 | 2024-04-01 | 4 | Jacobson Mark L. | CHIEF OPERATING OFFICER | dsp | 24662.0 | 100.0 | 5.21 | 77.24 | Direct | Common Stock | AXSOME THERAPEUTICS, INC. | code S | 0.0 | 47.32 (AXSM) |
| 2024-03-15 | 2024-03-14 | 2024-03-14 to 2024-03-15 | 4 | Jeffs Roger | DIRECTOR | acq | 32323.0 | 26.26 | 6.83 | 24.44 | Direct | Common Stock | AXSOME THERAPEUTICS, INC. | code M | 123103.0
|
47.32 (AXSM) |
| 2024-03-15 | 2024-03-14 | 2024-03-14 to 2024-03-15 | 4 | Jeffs Roger | DIRECTOR | dsp | 32323.0 | 21.12 | 6.83 | 69.84 | Direct | Common Stock | AXSOME THERAPEUTICS, INC. | code S | 120756.0
|
47.32 (AXSM) |
| 2024-03-15 | 2024-03-14 | 4 | Jeffs Roger | DIRECTOR | holding | 46912.0 | 0 | 9.91 | 0.0 | Grat | Common Stock | AXSOME THERAPEUTICS, INC. | NA | 47.32 (AXSM) |
Derivative Transactions Chart
Tips: Click legend to show single series Click any bar to highlight corresponding transaction records
what is this?
Derivative Transactions Table
Tips: Click legend to show single series Click any bar to highlight corresponding transaction records what is this?
|
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Tips: type "code_m" to show transactions with code "M".
| Filing Date | Transaction Date | Operation Date | Original Filing | Reporter | Relation | Opr | Amounta | %(Owned)b | ‱(SO)c | Avg Prcd | Account | Type | Full Name | Code | Remain | Shares Outstanding (Million)e |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-04-01 | 2024-04-01 | 2024-04-01 | 4 | Jacobson Mark L. | CHIEF OPERATING OFFICER | dsp | 24662.0 | 100.0 | 5.21 | 1.3 | Direct | Stock Option (Right To Buy) | AXSOME THERAPEUTICS, INC. | code M | 0.0 | 47.32 (AXSM) |
| 2024-03-15 | 2024-03-14 | 2024-03-14 to 2024-03-15 | 4 | Jeffs Roger | DIRECTOR | dsp | 32323.0 | 100.0 | 6.83 | 24.44 | Direct | Stock Option (Right To Buy) | AXSOME THERAPEUTICS, INC. | code M | 0.0
|
47.32 (AXSM) |
| 2024-02-29 | 2024-02-27 | 2024-02-27 | 4 | Mahony Susan | DIRECTOR | acq | 191.0 | 100.0 | 0.04 | 84.0 | Direct | Stock Option (Right To Buy) | AXSOME THERAPEUTICS, INC. | code A | 191.0 | 47.32 (AXSM) |
| 2024-02-29 | 2024-02-27 | 2024-02-27 | 4 | Murdock Hunter R. | GENERAL COUNSEL | acq | 12956.0 | 100.0 | 2.74 | 0.0 | Direct | Restricted Stock Units | AXSOME THERAPEUTICS, INC. | code A | 12956.0 | 47.32 (AXSM) |
| 2024-02-29 | 2024-02-27 | 2024-02-27 | 4 | Murdock Hunter R. | GENERAL COUNSEL | acq | 23593.0 | 100.0 | 4.99 | 84.0 | Direct | Employee Stock Option (Right To Buy) | AXSOME THERAPEUTICS, INC. | code A | 23593.0 | 47.32 (AXSM) |
| 2024-02-29 | 2024-02-27 | 2024-02-27 | 4 | Jacobson Mark L. | CHIEF OPERATING OFFICER | acq | 32825.0 | 100.0 | 6.94 | 84.0 | Direct | Employee Stock Option (Right To Buy) | AXSOME THERAPEUTICS, INC. | code A | 32825.0 | 47.32 (AXSM) |
| 2024-02-29 | 2024-02-27 | 2024-02-27 | 4 | Jacobson Mark L. | CHIEF OPERATING OFFICER | acq | 18027.0 | 100.0 | 3.81 | 0.0 | Direct | Restricted Stock Units | AXSOME THERAPEUTICS, INC. | code A | 18027.0 | 47.32 (AXSM) |
| 2024-02-29 | 2024-02-27 | 2024-02-27 | 4 | Tabuteau Herriot | CEO | acq | 87192.0 | 100.0 | 18.43 | 84.0 | Direct | Employee Stock Option (Right To Buy) | AXSOME THERAPEUTICS, INC. | code A | 87192.0 | 47.32 (AXSM) |
| 2024-02-29 | 2024-02-27 | 2024-02-27 | 4 | Tabuteau Herriot | CEO | acq | 47886.0 | 100.0 | 10.12 | 0.0 | Direct | Restricted Stock Units | AXSOME THERAPEUTICS, INC. | code A | 47886.0 | 47.32 (AXSM) |
| 2024-02-29 | 2024-02-27 | 2024-02-27 | 4 | Saad Mark E | DIRECTOR | acq | 1519.0 | 100.0 | 0.32 | 84.0 | Direct | Stock Option (Right To Buy) | AXSOME THERAPEUTICS, INC. | code A | 1519.0 | 47.32 (AXSM) |
| 2024-02-29 | 2024-02-27 | 2024-02-27 | 4 | Jeffs Roger | DIRECTOR | acq | 1425.0 | 100.0 | 0.3 | 84.0 | Direct | Stock Option (Right To Buy) | AXSOME THERAPEUTICS, INC. | code A | 1425.0 | 47.32 (AXSM) |
| 2024-02-29 | 2024-02-27 | 2024-02-27 | 4 | Pizzie Nick | CHIEF FINANCIAL OFFICER | acq | 28722.0 | 100.0 | 6.07 | 84.0 | Direct | Employee Stock Option (Right To Buy) | AXSOME THERAPEUTICS, INC. | code A | 28722.0 | 47.32 (AXSM) |
| 2024-02-29 | 2024-02-27 | 2024-02-27 | 4 | Pizzie Nick | CHIEF FINANCIAL OFFICER | acq | 15774.0 | 100.0 | 3.33 | 0.0 | Direct | Restricted Stock Units | AXSOME THERAPEUTICS, INC. | code A | 15774.0 | 47.32 (AXSM) |
Form 3 CSV download
| Filing Date | Date requiring statement | Form Type | Reporter | Relation | Amounta | ‱(SO)c | Avg Excercisable Prcd | Account | Type | Full Name | Shares Outstanding (Million)e |
|---|
a Sum of same type of securities in the form
b Relative to reporter's shares owned before (disposition) or after (acquisition) operation
c Relative to issuer's shares outstanding (1/10000)
d Average price for securities of the same type. Check the original form for detailed prices of multiple transactions
e Documented shares outstanding closest to the transaction date
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